Regulatory Compliance Officer Overview
Required Education and Training To Become a Regulatory Compliance Officer
Best Schools to become a Regulatory Compliance Officer in U.S. 2024
University of Phoenix-Arizona
In-State Tuition:$9,552
Out-of-State Tuition:$9,552
Admission Rate:N/A
Graduation Rate:18%
Total Enrollment:88,891
Rutgers University-New Brunswick
In-State Tuition:$12,900
Out-of-State Tuition:$30,600
Admission Rate:66%
Graduation Rate:84%
Total Enrollment:50,637
Loyola University Chicago
In-State Tuition:$48,100
Out-of-State Tuition:$48,100
Admission Rate:79%
Graduation Rate:71%
Total Enrollment:16,899
Southern New Hampshire University
In-State Tuition:$15,000
Out-of-State Tuition:$15,000
Admission Rate:96%
Graduation Rate:41%
Total Enrollment:164,091
Western Governors University
In-State Tuition:$7,404
Out-of-State Tuition:$7,404
Admission Rate:N/A
Graduation Rate:49%
Total Enrollment:156,935
Boston University
In-State Tuition:$61,050
Out-of-State Tuition:$61,050
Admission Rate:14%
Graduation Rate:89%
Total Enrollment:36,714
Regulatory Compliance Officer Job Description:
- Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Required Skills and Competencies To Become a Regulatory Compliance Officer
Job Duties for Regulatory Compliance Officers
Discuss emerging compliance issues to ensure that management and employees are informed about compliance reporting systems, policies, and practices.
Identify compliance issues that require follow-up or investigation.
Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
Technologies and Skills Used by Regulatory Compliance Officers
Compliance software
- Actimize Brokerage Compliance Solutions
- Thomson Reuters Paisley Enterprise GRC
Electronic mail software
- Email software
- Microsoft Outlook
Presentation software
- Microsoft PowerPoint
Basic Skills
- Reading work related information
- Thinking about the pros and cons of different ways to solve a problem
People and Technology Systems
- Figuring out how a system should work and how changes in the future will affect it
- Thinking about the pros and cons of different options and picking the best one
Social
- Changing what is done based on other people's actions
- Talking people into changing their minds or their behavior